SEC Form 4 · accession 0001651235-18-000012
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian J. Rasmussen
Officer — VP Digital Signal Proc&Optics
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2017 | G | 100,000 | $0.00 | D | 627,393 | D | |
| Common StockF3,F2 | Jan 29, 2018 | M | 32,000 | $0.41 | A | 659,393 | D | |
| Common StockF4,F5,F2 | Jan 29, 2018 | S | 17,598 | $34.634 | D | 641,795 | D | |
| Common StockF4,F6,F2 | Jan 29, 2018 | S | 14,402 | $35.5635 | D | 627,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F7 | $0.41 | Jan 29, 2018 | M | 32,000 | D | — | Mar 1, 2023 | Common Stock | 32,000 | 99,535 | D |
Explanation of responses
- F1Reflects the transfer of 100,000 shares of common stock on December 8, 2017 by Christian J. Rasmussen as a gift to the Chen-Rasmussen Childrens Trust U/A DTD 1/12/2017.
- F2Includes 102,904 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3Shares of common stock acquired upon the exercise of outstanding stock options.
- F4This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
- F5This transaction was executed in multiple trades at prices ranging from $34.22 to $35.21, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F6This transaction was executed in multiple trades at prices ranging from $35.25 to $36.01, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F7This option, representing a right to purchase a total of 131,535 shares, vested as to 20% of the shares on March 1, 2014 and vests in equal monthly installments thereafter until March 1, 2018.