SEC Form 4 · accession 0001651235-17-000075
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2017 | S | 2,901 | $36.396 | D | 734,630 | D | |
| Common Stock | holding | — | — | — | 185,000 | I | By The Shanmugaraj Irrevocable Children's Trust | |
| Common Stock | holding | — | — | — | 170,337 | I | By The Malini Shanmugaraj 2016 QTIP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were used to pay tax withholding in connection with the vesting of restricted stock units ("RSUs").
- F2Includes 124,035 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. Includes 232 shares of common stock acquired under the registrant's employee stock purchase plan on October 31, 2017.