SEC Form 4 · accession 0001651235-17-000048
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Murphy
Officer — Corporate Controller
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 29, 2017 | M | 334 | $1.67 | A | 25,540 | D | |
| Common StockF1,F2 | Aug 29, 2017 | M | 83 | $2.09 | A | 25,623 | D | |
| Common StockF1,F2 | Aug 29, 2017 | M | 416 | $4.18 | A | 26,039 | D | |
| Common StockF2 | Aug 29, 2017 | S | 833 | $48.00 | D | 25,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $1.67 | Aug 29, 2017 | M | 334 | D | — | Dec 17, 2023 | Common Stock | 334 | 5,000 | D |
| Stock option (right to buy)F4 | $2.09 | Aug 29, 2017 | M | 83 | D | — | Mar 21, 2024 | Common Stock | 83 | 1,584 | D |
| Stock option (right to buy)F5 | $4.18 | Aug 29, 2017 | M | 416 | D | — | Mar 28, 2025 | Common Stock | 416 | 7,918 | D |
Explanation of responses
- F1Shares of common stock acquired upon the exercise of outstanding stock options.
- F2Includes 25,198 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3This option, representing a right to purchase a total of 20,000 shares, vested as to 20% of the shares on November 25, 2014, and vests in equal monthly installments thereafter until November 25, 2018.
- F4This option, representing a right to purchase a total of 5,000 shares, vested as to 20% of the shares on March 21, 2015, and vests in equal monthly installments thereafter until March 21, 2019.
- F5This option, representing a right to purchase a total of 20,000 shares, vested as to 25% of the shares on March 28, 2016, and vests in equal monthly installments thereafter until March 28, 2019.