SEC Form 4 · accession 0001651235-17-000009
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2017 | S | 5,112 | $48.5305 | D | 113,966 | D | |
| Common Stock | holding | — | — | — | 193,428 | I | By Shah LLC | |
| Common Stock | holding | — | — | — | 106,234 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were used to pay tax withholding in connection with the vesting of restricted stock units ("RSUs").
- F2This transaction was executed in multiple trades at prices ranging from $48.454 to $48.552, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F3Includes 83,502 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. Includes 182 shares of common stock acquired under the registrant's employee stock purchase plan on April 30, 2017.