SEC Form 4 · accession 0001209191-17-022172
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2017 | A | 22,719 | $0.00 | A | 118,896 | D | |
| Common Stock | holding | — | — | — | 196,688 | I | By Shah LLC | |
| Common Stock | holding | — | — | — | 116,034 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 22,719 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 25% of the original number of shares on each of March 17, 2018, March 17, 2019, March 17, 2020 and March 17, 2021.
- F2Includes 98,589 RSUs (including the 22,719 RSUs described in footnote 1). Each RSU represents the right to receive one share of common stock upon vesting.