SEC Form 4 · accession 0001209191-17-017838
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2017 | S | 286 | $50.972 | D | 720,293 | D | |
| Common StockF1,F4,F3 | Mar 1, 2017 | S | 3,714 | $52.2981 | D | 716,579 | D | |
| Common StockF5,F2 | Mar 1, 2017 | S | 107 | $50.972 | D | 173,230 | I | By The Malini Shanmugaraj 2016 QTIP Trust |
| Common StockF5,F4 | Mar 1, 2017 | S | 1,393 | $52.2981 | D | 171,837 | I | By The Malini Shanmugaraj 2016 QTIP Trust |
| Common StockF6,F2 | Mar 1, 2017 | S | 107 | $50.972 | D | 187,893 | I | By The Shanmugaraj Irrevocable Children's Trust |
| Common StockF6,F4 | Mar 1, 2017 | S | 1,393 | $52.2981 | D | 186,500 | I | By The Shanmugaraj Irrevocable Children's Trust |
| Common StockF1,F7,F3 | Mar 2, 2017 | S | 4,000 | $51.2104 | D | 712,579 | D | |
| Common StockF5,F7 | Mar 2, 2017 | S | 1,500 | $51.2104 | D | 170,337 | I | By The Malini Shanmugaraj 2016 QTIP Trust |
| Common StockF6,F7 | Mar 2, 2017 | S | 1,500 | $51.2104 | D | 185,000 | I | By The Shanmugaraj Irrevocable Children's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $50.55 to $51.47, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F3Includes 120,978 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F4This transaction was executed in multiple trades at prices ranging from $51.62 to $52.60, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F5This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Malini Shanmugaraj 2016 QTIP Trust on August 31, 2016.
- F6This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Shanmugaraj Irrevocable Children's Trust on August 31, 2016.
- F7This transaction was executed in multiple trades at prices ranging from $50.75 to $51.67; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.