SEC Form 5 · accession 0001209191-17-010551
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | G | 700 | $0.00 | D | 97,086 | D | |
| Common Stock | holding | — | — | — | 165,034 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 | |
| Common Stock | holding | — | — | — | 212,988 | I | By Shah LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 78,457 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. Includes 452 shares of common stock acquired under the registrant's employee stock purchase plan on October 31, 2016.