SEC Form 4 · accession 0001209191-17-007811
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 1, 2017 | S | 1,960 | $55.0275 | D | 201,248 | I | By Shah LLC |
| Common StockF2,F4 | Feb 1, 2017 | S | 500 | $56.112 | D | 200,748 | I | By Shah LLC |
| Common StockF2,F5 | Feb 1, 2017 | S | 300 | $57.1867 | D | 200,448 | I | By Shah LLC |
| Common StockF2,F6 | Feb 1, 2017 | S | 500 | $58.31 | D | 199,948 | I | By Shah LLC |
| Common StockF7,F8 | Feb 1, 2017 | S | 5,800 | $55.0243 | D | 129,834 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF7,F9 | Feb 1, 2017 | S | 1,900 | $56.1582 | D | 127,934 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF7,F10 | Feb 1, 2017 | S | 800 | $57.4675 | D | 127,134 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF7,F11 | Feb 1, 2017 | S | 1,200 | $58.5196 | D | 125,934 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF7 | Feb 1, 2017 | S | 100 | $59.61 | D | 125,834 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF1 | holding | — | — | — | 97,086 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 78,457 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. Includes 452 shares of common stock acquired under the registrant's employee stock purchase plan on October 31, 2016.
- F10This transaction was executed in multiple trades at prices ranging from $57.19 to $57.66, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F11This transaction was executed in multiple trades at prices ranging from $58.28 to $58.84, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F2This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Shah LLC on September 1, 2016.
- F3This transaction was executed in multiple trades at prices ranging from $54.65 to $55.58, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F4This transaction was executed in multiple trades at prices ranging from $55.66 to $56.64, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F5This transaction was executed in multiple trades at prices ranging from $56.66 to $57.64, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F6This transaction was executed in multiple trades at prices ranging from $57.75 to $58.72, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F7This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 on September 1, 2016.
- F8This transaction was executed in multiple trades at prices ranging from $54.72 to $55.70, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F9This transaction was executed in multiple trades at prices ranging from $55.72 to $56.69, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.