SEC Form 4 · accession 0001209191-17-006760

Acacia Communications, Inc. · ACIA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corporate Controller

Period of report

Jan 30, 2017

Accepted (ET)

Feb 1, 2017 · 4:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001651235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Jan 30, 2017	M	333	$1.67	A	29,868	D
Common Stock^F1,F2	Jan 30, 2017	M	83	$2.09	A	29,951	D
Common Stock^F1,F2	Jan 30, 2017	M	416	$4.18	A	30,367	D
Common Stock^F2	Jan 30, 2017	S	1,608	$60.67	D	28,759	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$1.67	Jan 30, 2017	M	333	D	—	Dec 17, 2023	Common Stock	333	7,334	D
Stock Option (right to buy)^F4	$2.09	Jan 30, 2017	M	83	D	—	Mar 21, 2024	Common Stock	83	2,167	D
Stock Option (right to buy)^F5	$4.18	Jan 30, 2017	M	416	D	—	Mar 28, 2025	Common Stock	416	10,834	D

F1Shares of common stock acquired upon the exercise of outstanding stock options.
F2Includes 28,750 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
F3This option, representing a right to purchase a total of 20,000 shares, vested as to 20% of the shares on November 25, 2014, and vests in equal monthly installments thereafter until November 25, 2018.
F4This option, representing a right to purchase a total of 5,000 shares, vested as to 20% of the shares on March 21, 2015, and vests in equal monthly installments thereafter until March 21, 2019.
F5This option, representing a right to purchase a total of 20,000 shares, vested as to 25% of the shares on March 28, 2016, and vests in equal monthly installments thereafter until March 28, 2019.