SEC Form 4 · accession 0001209191-16-150705
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2016 | F | 2,869 | $67.41 | D | 754,241 | D | |
| Common Stock | holding | — | — | — | 185,337 | I | By The Malini Shanmugaraj 2016 QTIP Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By The Shanmugaraj Irrevocable Children's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock that have been withheld by the Company to satisfy its income tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were previously reported by the Reporting Person and does not represent a sale by the Reporting Person. Each RSU represents the right to receive one share of common stock upon vesting.
- F2Consists of 627,165 shares of common stock and 127,076 RSUs.