SEC Form 4 · accession 0001209191-16-145971
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Oct 12, 2016
Accepted (ET)
Oct 14, 2016 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 12, 2016 | F | 12,839 | $88.46 | D | 98,551 | D | |
| Common Stock | Oct 13, 2016 | S | 47,917 | $96.50 | D | 165,034 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common Stock | holding | — | — | — | 212,988 | I | By Shah LLC | |
| Common Stock | holding | — | — | — | 1,928 | I | By son | |
| Common Stock | holding | — | — | — | 1,928 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock that have been withheld by the Company to satisfy its income tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were previously reported by the Reporting Person and does not represent a sale by the Reporting Person. Each RSU represents the right to receive one share of common stock upon vesting.
- F2Consists of 17,508 shares of common stock and 81,043 RSUs.
- F3The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of the Company in which Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 was a selling stockholder.