SEC Form 4 · accession 0001209191-16-145967
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Swanson
Director
Period of report
Oct 13, 2016
Accepted (ET)
Oct 14, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 13, 2016 | S | 2,640 | $96.50 | D | 13,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of the Company in which the Reporting Person was a selling stockholder.
- F2Consists of 2,640 shares of common stock and 10,720 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3Mr. Swanson does not have a reportable beneficial interest in 130,843 shares of common stock owned by his daughter and included in prior ownership reports. Mr. Swanson does not have a reportable beneficial interest in 216,275 shares of common stock owned by his son and included in prior ownership reports.