SEC Form 4 · accession 0001209191-16-138961
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Gavin
Officer — Chief Financial Officer
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 25, 2016 | M | 16,000 | $0.41 | A | 115,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $0.41 | Aug 25, 2016 | M | 16,000 | D | — | Mar 14, 2022 | Common Stock | 16,000 | 196,500 | D |
Explanation of responses
- F1Consists of 16,000 shares of common stock acquired upon the exercise of outstanding stock options. Mr. Gavin is holding the 16,000 shares with his spouse as joint tenants with the right of survivorship.
- F2Consists of 16,000 shares of common stock and 99,564 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3This option, representing a right to purchase a total of 220,000 shares, vested as to 20% of the shares on February 27, 2013, and vests in equal monthly installments thereafter until February 27, 2017.