SEC Form 4 · accession 0001209191-16-122301
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Swanson
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | C | 100,433 | — | A | 256,275 | I | By son |
| Common Stock | May 18, 2016 | S | 40,000 | $21.39 | D | 216,275 | I | By son |
| Common Stock | May 18, 2016 | S | 25,000 | $21.39 | D | 130,843 | I | By daughter |
| Common StockF2 | holding | — | — | — | 16,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | — | May 18, 2016 | C | 100,433 | D | — | — | Common Stock | 100,433 | 0 | I |
Explanation of responses
- F1The Series A Convertible Preferred Stock converted into common stock on a one-for-one basis upon the closing of the Company's initial public offering without payment of consideration. The securities had no expiration date.
- F2Consists of 16,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.