SEC Form 4 · accession 0001209191-16-122300
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | C | 65,000 | — | A | 922,563 | D | |
| Common StockF3 | May 18, 2016 | S | 50,000 | $21.39 | D | 872,563 | D | |
| Common Stock | holding | — | — | — | 200,000 | I | By The Malini Shanmugaraj 2016 QTIP Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By The Shanmugaraj Irrevocable Children's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | — | May 18, 2016 | C | 65,000 | D | — | — | Common Stock | 65,000 | 0 | D |
Explanation of responses
- F1The Series A Convertible Preferred Stock converted into common stock on a one-for-one basis upon the closing of the Company's initial public offering without payment of consideration. The securities had no expiration date.
- F2Consists of 740,000 shares of common stock and 182,563 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3Consists of 690,000 shares of common stock and 182,563 RSUs.