SEC Form 4 · accession 0001209191-16-122255
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Commonwealth Capital Ventures IV L P
10% Owner
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | C | 6,077,341 | — | A | 6,077,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | — | May 18, 2016 | C | 5,067,449 | D | — | — | Common Stock | 5,067,449 | 0 | D |
| Series C Convertible Preferred StockF1 | — | May 18, 2016 | C | 750,920 | D | — | — | Common Stock | 750,920 | 0 | D |
| Series D Convertible Preferred StockF1 | — | May 18, 2016 | C | 258,972 | D | — | — | Common Stock | 258,972 | 0 | D |
Explanation of responses
- F1The Series B, C and D Convertible Preferred Stock converted into common stock on a one-for-one basis upon the closing of the Company's initial public offering without payment of consideration. The securities had no expiration date.