SEC Form 4 · accession 0001209191-16-120448
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2016 | A | 70,000 | $0.00 | A | 111,390 | D | |
| Common Stock | holding | — | — | — | 242,951 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 | |
| Common Stock | holding | — | — | — | 212,988 | I | By Shah LLC | |
| Common Stock | holding | — | — | — | 1,928 | I | By son | |
| Common Stock | holding | — | — | — | 1,928 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 70,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. 50,000 RSUs vest as to 25% of the original number of shares on May 12, 2017, and as to an additional 25% of the original shares upon the completion of each twelve-month period thereafter. 20,000 RSUs vest based on market-based criteria.
- F2Consists of 111,390 RSUs.