SEC Form 4 · accession 0001209191-16-120436
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2016 | A | 85,000 | $0.00 | A | 857,563 | D | |
| Common Stock | holding | — | — | — | 200,000 | I | By The Malini Shanmugaraj 2016 QTIP Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By The Shanmugaraj Irrevocable Children's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 85,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. 60,000 RSUs vest as to 25% of the original number of shares on May 12, 2017, and as to an additional 25% of the original shares upon the completion of each twelve-month period thereafter. 25,000 RSUs vest based on market-based criteria.
- F2Consists of 675,000 shares of common stock and 182,563 RSUs.