SEC Form 4 · accession 0001209191-17-026763
Elevate Credit, Inc. · ELVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 10, 2017 | C | 61,050 | — | A | 3,830,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF3,F1,F2 | — | Apr 10, 2017 | C | 24,420 | D | — | — | Common Stock | 61,050 | 0 | D |
Explanation of responses
- F1The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.
- F2Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.
- F37HBF Management Co., Ltd. is the general partner of 7HBF No. 2, Ltd. As a result 7HBF Management Co., Ltd. may be deemed to share voting and dispositive power with respect to the shares held by 7HBF No. 2, Ltd.