Form4insider filings, from the source

SEC Form 3 · accession 0001140361-18-034827

Focus Financial Partners Inc. · FOCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651052

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F6,F8,F9holding———487,112ISee Footnotes
Class A Common StockF2,F7,F8,F9holding———4,114,647ISee Footnotes
Class A Common StockF3,F7,F8,F9holding———538,048ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Units of Focus Financial Partners, LLCF4,F5,F6,F8,F9—holding—————Class A Common Stock4,384,002—I

Explanation of responses

Remarks

Because no more than 10 reporting persons can file any one Form 3 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 3. Exhibit List: Exhibit 24 - Power of Attorney