SEC Form 3 · accession 0001104659-18-047022
Focus Financial Partners Inc. · FOCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruediger Adolf
Officer — CEO and Chairman · Director · 10% Owner
Period of report
Jul 25, 2018
Accepted (ET)
Jul 25, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 10 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued to the reporting person in connection with the formation of the Issuer and will be canceled for no consideration upon the closing of the Issuer's initial public offering. The reporting person therefore has no pecuniary interest in the shares and disclaims beneficial ownership of them for purposes of SEC Rule 16a-1(a)(2).
Remarks
Exhibit 24: Power of Attorney