Form4insider filings, from the source

SEC Form 3 · accession 0000899243-18-020997

Focus Financial Partners Inc. · FOCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
STONE POINT CAPITAL LLC
Director · 10% Owner
Trident VI, L.P.
Director · 10% Owner
Trident VI Parallel Fund, L.P.
Director · 10% Owner
Trident Capital VI, L.P.
Director · 10% Owner
Trident FFP GP LLC
Director · 10% Owner
Trident FFP LP
Director · 10% Owner
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651052

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F7,F10holding———1,099,808ISee Footnotes
Class A Common StockF2,F8,F9,F10holding———1,274,093ISee Footnotes
Class A Common StockF3,F8,F9,F10holding———8,932,981ISee Footnotes
Class A Common StockF4,F8,F9,F10holding———189,319ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Units of Focus Financial Partners, LLCF5,F6,F10—holding—————Class A Common Stock9,898,270—I

Explanation of responses

Remarks

On July 30, 2018, James D. Carey, a member and senior principal of Stone Point Capital LLC, was appointed to the board of directors of the Issuer. Mr. Carey is (i) a member of the investment committee and owner of one of the five general partners of Trident Capital VI, L.P. (the general partner of Trident VI, L.P.) and (ii) an owner of one of five members of Trident FFP FP LLC (the general partner of Trident FFP LP). On the basis of the relationships between Mr. Carey and the Reporting Persons, each of the Reporting Persons may be deemed a director by deputization in respect of the Issuer.