SEC Form 4 · accession 0001650962-19-000051
Welbilt, Inc. · WBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N. Caron
Officer — EVP Chief Innovation Officer
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 8:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001650962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | M | 18,000 | $9.0335 | A | 53,525 | D | |
| Common StockF1 | Feb 26, 2019 | S | 13,000 | $16.1164 | D | 40,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.11.2010EmployeeStockOption | $9.0335 | Feb 26, 2019 | M | 18,000 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.1100 to $16.1401, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.