SEC Form 4/A · accession 0001246360-16-005321
Welbilt, Inc. · WBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard N. Caron
Officer — SVP Innovation
Period of report
Mar 28, 2016
Accepted (ET)
Mar 31, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001650962
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.26.2013EmployeeStockOptionF1 | $14.4376 | Mar 28, 2016 | A | 3,915 | A | Feb 26, 2014 | Feb 26, 2023 | Common Stock | 3,915 | 3,915 | D |
| 02.11.2010EmployeeStockOptionF1 | $9.0335 | Mar 28, 2016 | A | 18,000 | A | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 18,000 | 18,000 | D |
| 02.14.2014EmpStockOptionF1 | $23.1368 | Mar 28, 2016 | A | 5,060 | A | Feb 14, 2015 | Feb 14, 2024 | Common Stock | 5,060 | 5,060 | D |
| 02.14.2011OffStockOptionF1 | $15.7429 | Mar 28, 2016 | A | 10,520 | A | Feb 14, 2012 | Feb 14, 2021 | Common Stock | 10,520 | 10,520 | D |
| 02.28.2012EmployeeStockOptionF1 | $12.9573 | Mar 28, 2016 | A | 6,700 | A | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 6,700 | 6,700 | D |
| 02.17.2015OfficerStockOptionF1 | $17.3506 | Mar 28, 2016 | A | 7,695 | A | Feb 17, 2016 | Feb 17, 2015 | Common Stock | 7,695 | 7,695 | D |
Explanation of responses
- F1This amendment is being filed to reflect updated stock option exercise prices resulting from a change in the method of adjusting the exercise prices in connection with the spin-off of Manitowoc Foodservice, Inc. from The Manitowoc Company, Inc. The change was made, and the resulting exercise prices first became known, on March 28, 2016, the date on which Manitowoc Foodservice, Inc. and The Manitowoc Company, Inc. amended the Employee Matters Agreement, dated as of March 4, 2016, to establish the modified method of adjusting the exercise prices.