SEC Form 4 · accession 0000899243-18-026578

FB Financial Corp · FBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1These transactions were executed by the reporting person's money management firm (the "Firm") that, at the time, had discretionary authority to execute purchases. These specific transactions were made by the Firm pursuant to such discretionary authority, and the Firm did not discuss such purchases with the reporting person when they were made. The reporting person recently became aware that such purchases had been made.
• F2These shares are held in a revocable trust (the "Trust") for the benefit of the reporting person and his spouse, who are the beneficiaries and co-trustees of the Trust.
• F3On September 26, 2018, the reporting person transferred 168,635 shares of common stock (the "Shares") into the Trust (the "Transfer"). After accounting for the transactions to which footnote 1 relates, the reporting person had direct beneficial ownership of 215,435 shares of common stock, which also includes previously reported restricted stock units and deferred stock units that are convertible on a 1-for-1 basis into shares of issuer common stock, and indirect beneficial ownership of 169,060 shares of common stock. As noted above in footnote 2, the reporting person and his spouse are the beneficiaries and co-trustees of the Trust. Accordingly, the Transfer effected only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the Shares and is therefore exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 promulgated thereunder.