SEC Form 4 · accession 0000892712-18-000411
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie L. Pugliese
Officer — President and CEO · Director
Period of report
Sep 28, 2018
Accepted (ET)
Sep 28, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Sep 28, 2018 | G | 1,500 | — | D | 768,282 | D | |
| Class B Common StockF1,F3 | Sep 28, 2018 | S | 2,830 | $31.1784 | D | 2,820 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction was in connection with long-term strategy for asset diversification.
- F2Transaction is a gift, therefore price is not applicable.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.22, inclusive. The reporting person undertakes to provide to Duluth Holdings Inc., any security holders of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.