SEC Form 4 · accession 0000892712-18-000039
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Ferry
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 1, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Feb 1, 2018 | S | 15,200 | $17.2996 | D | 312,932 | I | By family trust |
| Class B Common StockF3 | Feb 1, 2018 | S | 5,000 | $17.4448 | D | 34,773 | I | By family trust |
| Class B Common Stock | holding | — | — | — | 50,332 | I | By family trust | |
| Class B Common Stock | holding | — | — | — | 2,032 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.555, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.555, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.