SEC Form 4 · accession 0000892712-16-001915
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Ferry
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Oct 3, 2016 | S | 4,180 | $26.0771 | D | 132,800 | I | By family trust |
| Class B Common Stock | holding | — | — | — | 426,132 | I | By family trust | |
| Class B Common Stock | holding | — | — | — | 3,333 | D | ||
| Class B Common Stock | holding | — | — | — | 52,332 | I | By family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2016.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.40, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.