SEC Form 4 · accession 0000892712-15-001063
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Ferry
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Nov 20, 2015 | A | 16,000 | $12.00 | A | 442,132 | I | By family trust |
| Class B Common Stock | holding | — | — | — | 149,520 | I | By family trust | |
| Class B Common Stock | holding | — | — | — | 52,332 | I | By family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of Class B common stock of Duluth Holdings, Inc. (the "Issuer") purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.