SEC Form 4 · accession 0002136327-26-000005
BayFirst Financial Corp. · BAFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Tate Rogers Jr.
Officer — CEO & President · Director
Period of report
Jul 14, 2026
Accepted (ET)
Aug 7, 2026 · 11:41 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001649739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2026 | S$0 | 148,564 | — | A | 148,564 | I | ATRJR IRA, LLC |
| Common StockF1 | Jul 14, 2026 | S$0 | 279,986 | — | A | 279,986 | I | ATRJR, LLC |
| Common StockF1 | Jul 14, 2026 | S$0 | 22,856 | — | A | 22,856 | I | BASS COLLECTIVE, LLC |
| Common StockF1 | Jul 14, 2026 | S$0 | 691,394 | — | A | 691,394 | I | ATRJR ROTH, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Preferred StockF1,F2 | $0.00 | Jul 14, 2026 | C | 52 | D | Jul 14, 2026 | — | Common Stock | 148,564 | 0 | I |
| Series D Preferred StockF1,F2 | $0.00 | Jul 14, 2026 | C | 98 | D | Jul 14, 2026 | — | Common Stock | 279,986 | 0 | I |
| Series D Preferred StockF1,F2 | $0.00 | Jul 14, 2026 | C | 8 | D | Jul 14, 2026 | — | Common Stock | 22,856 | 0 | I |
| Series D Preferred StockF1,F2 | $0.00 | Jul 14, 2026 | C | 242 | D | Jul 14, 2026 | — | Common Stock | 691,394 | 0 | I |
Explanation of responses
- F1On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
- F2Upon conversion, all shares of Series D Preferred Stock were retired.