SEC Form 4 · accession 0001649338-18-000004
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Marks
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 9, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1 | Feb 8, 2018 | M | 23,474 | $46.60 | A | 32,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.60 | Feb 8, 2018 | M | 23,474 | D | — | Dec 9, 2018 | Ordinary Shares, no par value | 23,474 | 0 | D |
Explanation of responses
- F1Includes 906 Restricted Share Units.
- F2The option is fully vested and exercisable.