SEC Form 4 · accession 0001649338-17-000109
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlie B Kawwas
Officer — SVP & Chief Sales Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Sep 11, 2017 | S | 1,788 | $247.282 | D | 61,713 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction executed in multiple trades at prices ranging from $247.14 to $247.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F2Includes 51,359 Restricted Share Units.