SEC Form 4 · accession 0001649338-17-000070
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirsten M. Spears
Officer — Principal Accounting Officer
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Mar 20, 2017 | S | 3,577 | $221.779 | D | 25,580 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction executed in multiple trades at prices ranging from $221.75 to $221.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F2Includes 25,524 Restricted Share Units.