SEC Form 4 · accession 0001649338-17-000052

Broadcom Ltd · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 15, 2017

Accepted (ET)

Mar 16, 2017 · 6:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001649338

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares, no par value^F1	Mar 15, 2017	M	65,000	$32.39	A	175,623	D
Ordinary Shares, no par value^F2,F1	Mar 15, 2017	S	57,726	$223.736	D	117,897	D
Ordinary Shares, no par value^F3,F1	Mar 15, 2017	S	7,274	$224.537	D	110,623	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$32.39	Mar 15, 2017	M	65,000	D	—	Mar 7, 2018	Ordinary Shares, no par value	65,000	70,000	D

F1Includes 6,010 Restricted Share Units.
F2Transaction executed in multiple trades at prices ranging from $223.24 to $224.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3Transaction executed in multiple trades at prices ranging from $224.24 to $224.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4The option is fully vested and exercisable.