SEC Form 4 · accession 0001649338-17-000050
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia H McCall
Officer — VP & General Counsel
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1 | Mar 15, 2017 | M | 5,000 | $10.00 | A | 50,810 | D | |
| Ordinary Shares, no par valueF1 | Mar 15, 2017 | S | 5,000 | $226.413 | D | 45,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.00 | Mar 15, 2017 | M | 5,000 | D | — | Mar 2, 2019 | Ordinary Shares, no par value | 5,000 | 45,000 | D |
Explanation of responses
- F1Includes 22,500 Restricted Share Units as of the transaction date and 144 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017.
- F2The option is fully vested and exercisable.