SEC Form 4 · accession 0001649338-16-000141
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirsten M. Spears
Officer — Principal Accounting Officer
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Dec 16, 2016 | S | 2,000 | $179.03 | D | 24,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction executed in multiple trades at prices ranging from $178.98 to $179.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F2Represents 23,139 Restricted Share Units.