SEC Form 4 · accession 0001649338-16-000100
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Samueli
Officer — Chief Technical Officer · Director
Period of report
May 6, 2016
Accepted (ET)
Aug 10, 2016 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF2 | May 6, 2016 | S | 10,936 | $141.123 | D | 223,963 | D | |
| Ordinary Shares, no par valueF3 | Aug 8, 2016 | S | 10,923 | $168.565 | D | 213,040 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
- F2Includes 203,591 RSUs.
- F3Includes 182,877 RSUs.