SEC Form 4 · accession 0001649338-16-000063
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy W Hartenstein
Director
Period of report
Apr 6, 2016
Accepted (ET)
Apr 7, 2016 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Apr 6, 2016 | A | 1,325 | $0.00 | A | 33,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The RSUs vest in full on April 6, 2017, subject to the Reporting Person's continuing service on the vesting date.
- F2Includes 1,587 RSUs.