SEC Form 4 · accession 0001649338-16-000037
Broadcom Ltd · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlie B Kawwas
Officer — SVP & Chief Sales Officer
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Mar 16, 2016 | S | 1,976 | $148.007 | D | 75,020 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
- F2Includes 73,101 RSUs and 145 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2016.