Form4insider filings, from the source

SEC Form 4 · accession 0000899243-16-035675

Broadcom Ltd · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Kenneth Hao
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649338

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Ordinary Shares, no par valueF1,F2,F3Dec 13, 2016S4,904,270$176.41D5,537,549IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F4,F5Dec 13, 2016S95,730$176.41D107,018IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F2,F6,F3Dec 13, 2016S76,384$181.39D5,461,165IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F7,F3Dec 13, 2016S457,086$180.27D5,004,079IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F8,F3Dec 13, 2016S348,492$179.51D4,655,587IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F9,F3Dec 13, 2016S98,991$178.72D4,556,596IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F4,F6,F5Dec 13, 2016S1,483$181.39D105,535IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F4,F7,F5Dec 13, 2016S8,875$180.27D96,660IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F4,F8,F5Dec 13, 2016S6,767$179.51D89,893IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F4,F9,F5Dec 13, 2016S1,922$178.72D87,971IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F2,F10,F3Dec 13, 2016J26,000$0.00D4,530,596IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F11Dec 13, 2016J26,000$0.00D0ISee footnote
Ordinary Shares, no par valueF1,F12Dec 13, 2016J26,000$0.00D0ISee footnote
Ordinary Shares, no par valueF1,F14Dec 13, 2016G26,000$0.00D3,342ISee footnote
Ordinary Shares, no par valueF1,F2,F15,F3Dec 14, 2016S99,849$178.54D4,430,747IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F16,F3Dec 14, 2016S387,358$177.68D4,043,389IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F17,F3Dec 14, 2016S115,297$176.91D3,928,092IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F4,F15,F5Dec 14, 2016S1,939$178.54D86,032IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F4,F16,F5Dec 14, 2016S7,521$177.68D78,511IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F4,F17,F5Dec 14, 2016S2,239$176.91D76,272IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F18holding———66,753ISee footnote
Ordinary Shares, no par valueF1,F19holding———18ISee footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that any of the Reporting Persons, other than Mr. Hao, is subject to Section 16 of the Exchange Act, and pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.