SEC Form 4 · accession 0001104659-15-070425
ESTRE USA INC. · BLVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Campbell
Director
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649173
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $.0001 per shareF2,F1 | — | Oct 9, 2015 | J | 2,708 | D | — | — | Class A Common Stock | 2,708 | 30,834 | D |
Explanation of responses
- F1The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-206077) (the "Registration Statement"). The shares have no expiration date.
- F22,708 shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's Registration Statement.