SEC Form 4 · accession 0001094891-15-000295
Capitol Acquisition Corp. III · CLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Mark Ein
Officer — Chairman and CEO · Director · 10% Owner
Capitol Acquisition Management 3 LLC
10% Owner
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 13, 2015 | J | 1,078,125 | — | D | 6,311,250 | I | By Capitol Acquisition Management 3 LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,078,125 shares were contributed back to the Issuer at no cost.
- F2Includes up to 843,750 shares of common stock which are subject to forfeiture to the extent that the underwriters' over-allotment option in the Issuer's initial public offering ("IPO") is not exercised in full or expires unexercised.
- F3Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 3 LLC.