SEC Form 4 · accession 0001094891-15-000293
Capitol Acquisition Corp. III · CLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L. Dyson Dryden
Officer — President, CFO, Treasurer · Director
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 13, 2015 | J | 359,375 | — | D | 2,103,750 | I | By Capitol Acquisition Founder 3 LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1359,375 shares were contributed back to the Issuer at no cost.
- F2Includes up to 281,250 shares of common stock which are subject to forfeiture to the extent that the underwriters' over-allotment option in the Issuer's initial public offering ("IPO") is not exercised in full or expires unexercised.
- F3Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC.