SEC Form 4 · accession 0001437749-19-002241

Nuvectra Corp · NVTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 7, 2019

Accepted (ET)

Feb 11, 2019 · 4:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001648893

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 7, 2019	M	2,482	$3.95	A	51,512	D
Common Stock^F1	Feb 7, 2019	M	2,072	$4.88	A	53,584	D
Common Stock^F1	Feb 7, 2019	M	2,410	$4.47	A	55,994	D
Common Stock^F1	Feb 7, 2019	M	2,339	$4.63	A	58,333	D
Common Stock^F1	Feb 7, 2019	M	574	$8.85	A	58,907	D
Common Stock^F1	Feb 7, 2019	M	959	$9.83	A	59,866	D
Common Stock^F1	Feb 7, 2019	M	240	$10.49	A	60,106	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F2	$3.95	Feb 7, 2019	M	2,482	D	Mar 14, 2016	Feb 28, 2019	Common Stock	2,482	30,446	D
Stock Option (right to buy)^F1,F2	$4.88	Feb 7, 2019	M	2,072	D	Mar 14, 2016	Feb 28, 2019	Common Stock	2,072	28,374	D
Stock Option (right to buy)^F1,F2	$4.47	Feb 7, 2019	M	2,410	D	Mar 14, 2016	Feb 28, 2019	Common Stock	2,410	25,964	D
Stock Option (right to buy)^F1,F2	$4.63	Feb 7, 2019	M	2,339	D	Mar 14, 2016	Feb 28, 2019	Common Stock	2,339	23,625	D
Stock Option (right to buy)^F1,F2	$8.85	Feb 7, 2019	M	574	D	Mar 14, 2016	Feb 28, 2019	Common Stock	574	23,051	D
Stock Option (right to buy)^F1,F2	$9.83	Feb 7, 2019	M	959	D	Mar 14, 2016	Feb 28, 2019	Common Stock	959	22,092	D
Stock Option (right to buy)^F1,F2	$10.49	Feb 7, 2019	M	240	D	Mar 14, 2016	Feb 28, 2019	Common Stock	240	21,852	D

F1Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.
F2This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.