SEC Form 4 · accession 0001437749-17-020237
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Miller
Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | M | 4,665 | $4.01 | A | 42,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $4.01 | Dec 4, 2017 | M | 4,665 | D | Mar 14, 2016 | Jan 1, 2018 | Common Stock | 4,665 | 31,500 | D |
Explanation of responses
- F1Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.
- F2This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.