SEC Form 4 · accession 0001437749-17-013046
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Kelley Hickman
Officer — EVP, Sales & Marketing
Period of report
Jul 25, 2017
Accepted (ET)
Jul 25, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2017 | M | 499 | $11.92 | A | 3,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Jul 25, 2017 | M | 499 | D | Jul 25, 2017 | Apr 7, 2019 | Common Stock | 499 | 16,363 | D |
Explanation of responses
- F1Vesting of Restricted Stock Units in connection with the reporting person's separation from the Company, effective as of July 25, 2017 pursuant to the terms of the reporting person's Severance Agreement dated April 8, 2016.