SEC Form 4 · accession 0001437749-17-006521
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred B Parks
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Apr 10, 2017 | A | 3,350 | A | Jul 10, 2017 | Apr 10, 2018 | Common Stock | 3,350 | 3,350 | D |
| Stock Option (right to buy)F2 | $6.48 | Apr 10, 2017 | A | 3,350 | A | Jul 10, 2017 | Apr 10, 2027 | Common Stock | 3,350 | 18,502 | D |
Explanation of responses
- F1Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 10, 2017. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2Grant of stock options, which vests in four equal quarterly installments beginning on July 10, 2017.