SEC Form 4 · accession 0001437749-17-006446
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norbert Kaula
Officer — EVP, Research & Development
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2017 | M | 1,995 | $6.36 | A | 2,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Apr 7, 2017 | M | 1,995 | D | Apr 7, 2017 | Apr 7, 2019 | Common Stock | 1,995 | 11,190 | D |
Explanation of responses
- F1Vesting of Restricted Stock Units.