SEC Form 4 · accession 0001437749-17-000151
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy Jo Fahey
Officer — VP of Regulatory & Clinical
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | M | 264 | $5.03 | A | 1,700 | D | |
| Common StockF2 | Jan 4, 2017 | S | 93 | $5.364 | D | 1,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Dec 30, 2016 | M | 264 | D | Dec 30, 2016 | Dec 30, 2016 | Common Stock | 264 | 3,741 | D |
Explanation of responses
- F1Vesting of Restricted Stock Units.
- F2Upon the vesting of restricted stock units, the reporting person sold shares to cover the tax liability. The reporting person is holding the remaining shares.