SEC Form 4 · accession 0001437749-17-000141
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Kelley Hickman
Officer — EVP, Sales & Marketing
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | M | 457 | $5.03 | A | 582 | D | |
| Common StockF2 | Jan 4, 2017 | S | 133 | $5.364 | D | 449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Dec 30, 2016 | M | 457 | D | Dec 30, 2016 | Dec 30, 2016 | Common Stock | 457 | 6,105 | D |
Explanation of responses
- F1Vesting of Restricted Stock Units
- F2Upon the vesting of restricted stock units, the reporting person sold shares to cover the tax liability. The reporting person is holding the remaining shares.